Search Result

201 - 220 of 1204 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

…

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

…

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

…

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

…

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

…

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

…

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

…

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

…

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

…

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

…

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

…

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

…

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

…

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

…

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

…

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

…

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

…

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

…

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

…