Search Result

601 - 620 of 959 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups