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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

…

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

…

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

…

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

…

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

…

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

…

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

…

LR 8.1 Application

As Published: 2005

LR 8.1 Application

…

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

…

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