Search Result

241 - 260 of 760 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

CONC 6.6 Pawn broking: conduct of business

As Published: 2014

CONC 6.6 Pawn broking: conduct of business

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

PERG 13.2 General

As Published: 2011

PERG 13.2 General

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints