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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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CASS 10.2 Core content requirements

As Published: 2012

CASS 10.2 Core content requirements

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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