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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

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DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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