Search Result

461 - 480 of 1149 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4