Search Result

201 - 220 of 1169 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

CONC 7.13 Data accuracy and outsourced activities

As Published: 2014

CONC 7.13 Data accuracy and outsourced activities

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications