Search Result

81 - 100 of 961 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing