Search Result

461 - 480 of 1392 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse