Search Result

421 - 440 of 856 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

LR App 2.1

As Published: 2005

LR App 2.1