Search Result

401 - 420 of 977 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

PERG 15.2 General

As Published: 2011

PERG 15.2 General

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PR App 1.1

As Published: 2005

PR App 1.1

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general