Search Result

1021 - 1040 of 1118 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

LR 6.1 Application

As Published: 2005

LR 6.1 Application

DTR 3.1

As Published: 2005

DTR 3.1

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement