Search Result

481 - 500 of 1140 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems