Search Result

321 - 340 of 992 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations