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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

…

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

…

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

…

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

…

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

…

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

…

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

…

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

…

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

…

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

…

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

…

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