Search Result

361 - 380 of 1196 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs