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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

COBS 18.3 Corporate finance business

As Published: 2007

COBS 18.3 Corporate finance business

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification