Search Result

461 - 480 of 1144 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

REC 3.23 Default

As Published: 2011

REC 3.23 Default

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans