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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

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MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

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SUP 10A.5 Significant-influence functions

As Published: 2013

SUP 10A.5 Significant-influence functions

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CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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CONC 8.6 Changes to contractual payments

As Published: 2014

CONC 8.6 Changes to contractual payments

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

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