Search Result

1041 - 1060 of 1234 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

IFPRU 10.1 Application

As Published: 2014

IFPRU 10.1 Application

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors