Search Result

941 - 960 of 1150 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping