Search Result

681 - 700 of 1210 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles