Search Result

621 - 640 of 1135 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation