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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

…

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Similar To

PERG 14.1 Background

DTR 6.2 Filing information and use of language

REC 3.6 Constitution and governance

PERG 7.7 Post-certification issues

SUP 15.6 Inaccurate, false or misleading information

REC 2.7 Access to facilities

BIPRU 13.7 Contractual netting

MAR 8.3 Requirements for benchmark administrators

SUP 1A.3 The FCA's approach to supervision

IFPRU 8.2 Large Exposures

SUP 15.1 Application

PERG 13.4 Financial Instruments

CASS 8.1 Application

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

REC 6.5 FCA decision on recognition

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 6.2 Purpose of guidance

REC 4.9 Disciplinary measures

SUP 5.4 Appointment and reporting process