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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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