Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

…

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

…

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

…

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

ICOBS 1.1 The general application rule

SUP 7.1 Application and purpose

SUP 18.3 Insurance business transfers outside the United Kingdom

FEES 6.4 Management expenses

REC 6.2 Applications

REC 2.2 Method of satisfying the recognition requirements

REC 3.6 Constitution and governance

FEES 6.5A The retail pool

MAR 6.1 Application

FEES 6.5 Compensation costs

SUP 16.20 Submission of recovery plans and information for resolution plans

SUP 1A.2 Introduction

SUP 5.5 Duties of firms

REC 6A.2 Removal of passport rights from EEA market operator

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading