Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 4.10 The IRB approach: Credit risk mitigation

PERG 15.4 Small payment institutions, agents and exempt bodies

PR App 3.1

SYSC 4.3A CRR firms

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 8.20 Additional restriction on the promotion of collective investment schemes

BIPRU 8.8 Advanced prudential calculation approaches

SUP 2.1 Application and purpose

BIPRU 7.2 Interest rate PRR

PR 2.3 Minimum information to be included in a prospectus

APER 4.1 Statement of Principle 1

SUP 4.5 Provisions applicable to all actuaries

DTR 1B.1 Application and purpose (Corporate governance)

PERG 9.10 Significance of being an open-ended investment company

BIPRU 1.2 Definition of the trading book

PERG 3A.2 General issues

SUP 1A.1 Application and purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 6.13 Record keeping

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies