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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose