Search Result

141 - 160 of 1340 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision