Search Result

361 - 380 of 1236 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making