Search Result

201 - 220 of 791 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

LR App 2.1

As Published: 2005

LR App 2.1

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk