Search Result

541 - 560 of 983 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

ICOBS 2.3 Inducements

As Published: 2008

ICOBS 2.3 Inducements

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose