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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

…

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

…

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

…

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

…

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

…

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

…

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

…

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

…

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

…

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

…

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

…

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

…

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

…

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

…

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

…

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

…

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

…

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

…

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