Search Result

701 - 720 of 784 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

APER 1.1A Application

As Published: 2013

APER 1.1A Application

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately