Search Result

561 - 580 of 1015 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

…

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

…

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

…

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

…

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

…

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

…

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

…

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

…

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

…

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

…

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

…

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

…

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

…

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

…

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

…

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

…

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

…

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

…