Search Result

561 - 580 of 1194 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2012

CASS 10.3 Existing records forming part of the CASS resolution pack

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

CONC 6.1 Application

As Published: 2014

CONC 6.1 Application

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms