Search Result

421 - 440 of 1160 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters