Search Result

281 - 300 of 655 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 1.1

As Published: 2005

PR App 1.1

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions