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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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