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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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PR App 1.1

As Published: 2005

PR App 1.1

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

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