Search Result

201 - 220 of 1216 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance