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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

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DISP App 3.6 Determining the effect of a breach or failing

As Published: 2010

DISP App 3.6 Determining the effect of a breach or failing

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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