Search Result

521 - 540 of 1193 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

LR 16.1 Application

As Published: 2005

LR 16.1 Application

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products