Search Result

441 - 460 of 1244 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose