Search Result

141 - 160 of 1079 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application