Search Result

901 - 920 of 1254 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

CONC 5.3 Conduct of business in relation to creditworthiness and affordability

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”