Search Result

841 - 860 of 1364 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

CONC 2.6 Conduct of business: debt counselling, debt adjusting and providing credit information services

As Published: 2014

CONC 2.6 Conduct of business: debt counselling, debt adjusting and providing credit information services

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading