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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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