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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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